Disclaimer

We Are Not Licensed Financial Professionals

Neither StockAlpha.ai, Jefferson Equity Derivatives & Intelligence LLC, nor any of its owners, members, officers, directors, employees, contractors, or affiliates are licensed broker-dealers, registered investment advisers, account representatives, market makers, investment bankers, financial analysts, or underwriters registered with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or any state securities regulatory authority.

We do not hold ourselves out as providing personalized investment advice or recommendations tailored to any individual's financial situation.

Educational and Informational Purposes Only

All content provided on StockAlpha.ai, including but not limited to market analysis, stock information, AI-generated insights, podcasts, articles, sector summaries, ticker reports, and any communications from our AI assistant "Alpha," is for educational and informational purposes only.

Nothing on this platform constitutes or should be construed as:

• Financial, investment, tax, or legal advice
• A recommendation or endorsement to buy, sell, or hold any securities
• An offer or solicitation to buy or sell any securities
• A guarantee of any particular investment outcome
• Personalized advice based on your individual circumstances

Investment Risks

Investing in securities involves substantial risk of loss and is not suitable for all investors. The securities markets are volatile and unpredictable. Past performance is not indicative of future results. The value of investments can fluctuate significantly, and you may lose some or all of your invested capital.

Investing in micro-cap and small-cap securities is highly speculative and carries an extremely high degree of risk. These securities may have limited trading volume, making them difficult to sell, and may be subject to significant price volatility.

You should:

• Conduct your own thorough research before making any investment decisions
• Consult with a qualified, licensed financial advisor
• Never invest money you cannot afford to lose entirely
• Understand all risks associated with any investment
• Consider your personal financial situation, investment objectives, and risk tolerance

Positions Disclosure

The owners, operators, employees, and affiliates of StockAlpha.ai and Jefferson Equity Derivatives & Intelligence LLC may from time to time hold positions in securities mentioned or discussed on this platform. Such positions may be acquired or disposed of at any time without notice. This creates a potential conflict of interest, and you should be aware of this when evaluating any content on our platform.

AI-Generated Content

Our platform uses artificial intelligence and machine learning technologies to generate content, analysis, and insights. While we strive for accuracy, AI-generated content may contain errors, inaccuracies, omissions, or outdated information. AI systems can produce unpredictable results and may not account for all relevant factors.

You should independently verify any information obtained from our platform before relying on it for any purpose, including investment decisions. We make no representations regarding the reliability or accuracy of AI-generated content.

Third-Party Information and Links

We may display market data, news, and other information from third-party sources. We do not control, endorse, or guarantee the accuracy, completeness, timeliness, or reliability of any third-party content. We are not responsible for any errors, omissions, or representations in third-party content.

Our platform may contain links to third-party websites. We are not responsible for the content, privacy practices, or terms of use of any linked websites. Accessing third-party links is at your own risk.

Forward-Looking Statements

Some content on our platform may contain forward-looking statements about market trends, company performance, economic conditions, or future events. Such statements may be identified by words such as "intends," "may," "will," "plans," "expects," "anticipates," "projects," "predicts," "estimates," "aims," "believes," "hopes," "potential," or similar expressions.

Forward-looking statements are not guarantees of future performance. They are based on current expectations and assumptions and are subject to various known and unknown risks and uncertainties that could cause actual results to differ materially from those expressed or implied.

No Warranties

THE PLATFORM AND ALL CONTENT ARE PROVIDED "AS IS" AND "AS AVAILABLE" WITHOUT WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED. TO THE FULLEST EXTENT PERMITTED BY LAW, WE DISCLAIM ALL WARRANTIES, INCLUDING BUT NOT LIMITED TO IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE, AND NON-INFRINGEMENT.

We do not warrant that the platform will be uninterrupted, error-free, secure, or free of viruses or other harmful components. We make no representations or warranties regarding the accuracy, completeness, reliability, suitability, or availability of any information, content, or services on our platform.

Limitation of Liability

TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, STOCKALPHA.AI, JEFFERSON EQUITY DERIVATIVES & INTELLIGENCE LLC, AND THEIR RESPECTIVE OWNERS, MEMBERS, OFFICERS, DIRECTORS, EMPLOYEES, CONTRACTORS, AFFILIATES, AND PARTNERS SHALL NOT BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, PUNITIVE, OR EXEMPLARY DAMAGES, INCLUDING BUT NOT LIMITED TO:

• Loss of profits, revenue, data, or use
• Investment losses or trading losses of any kind
• Damages arising from your use of or reliance on any information on our platform
• Damages arising from any investment decisions you make
• Damages arising from errors, omissions, or inaccuracies in our content
• Damages arising from unauthorized access to or alteration of your data
• Damages arising from interruption or cessation of our services
• Any other damages arising from or related to your use of our platform

This limitation applies regardless of the theory of liability (contract, tort, strict liability, or otherwise) and even if we have been advised of the possibility of such damages.

Indemnification

You agree to indemnify, defend, and hold harmless StockAlpha.ai, Jefferson Equity Derivatives & Intelligence LLC, and their respective owners, members, officers, directors, employees, contractors, affiliates, and partners from and against any and all claims, damages, losses, liabilities, costs, and expenses (including reasonable attorneys' fees) arising out of or related to:

• Your use of or access to our platform
• Your violation of this Disclaimer or any applicable terms
• Your violation of any third-party rights
• Any investment decisions you make based on content from our platform
• Any claim that your use of our platform caused damage to a third party

Governing Law and Dispute Resolution

This Disclaimer and any disputes arising out of or related to your use of StockAlpha.ai shall be governed by and construed in accordance with the laws of the State of Delaware, United States, without regard to its conflict of law principles.

Any dispute, controversy, or claim arising out of or relating to this Disclaimer or your use of our platform shall be resolved through binding arbitration administered by the American Arbitration Association in accordance with its Commercial Arbitration Rules. The arbitration shall take place in Delaware, and the arbitrator's decision shall be final and binding.

CLASS ACTION WAIVER: YOU AGREE THAT ANY DISPUTE RESOLUTION PROCEEDINGS WILL BE CONDUCTED ONLY ON AN INDIVIDUAL BASIS AND NOT IN A CLASS, CONSOLIDATED, OR REPRESENTATIVE ACTION. You waive any right to participate in a class action lawsuit or class-wide arbitration.

Your Responsibility

You are solely and exclusively responsible for your investment decisions and any consequences thereof. We strongly encourage you to seek the advice of a qualified, licensed financial professional before making any investment decisions. You acknowledge that you are using information from our platform at your own risk.

Regulatory Resources

We encourage you to educate yourself about investing and to utilize resources provided by regulatory authorities:

• SEC Investor.gov - Learn to invest wisely and avoid fraud
• SEC EDGAR - Research company filings
• FINRA Investor Education - Protect yourself as an investor
• FINRA BrokerCheck - Research brokers and investment advisers

Changes to This Disclaimer

We reserve the right to modify this Disclaimer at any time without prior notice. Changes will be effective immediately upon posting to this page. Your continued use of our platform following any changes constitutes your acceptance of the revised Disclaimer. We encourage you to review this page periodically.

Severability

If any provision of this Disclaimer is found to be unenforceable or invalid, that provision shall be limited or eliminated to the minimum extent necessary so that this Disclaimer shall otherwise remain in full force and effect and enforceable.

Contact Us

If you have questions about this Disclaimer, please contact us at support@jeffersonequityintelligence.com

Last updated: January 2026